Introduction To Securities & Markets

New York
REGISTRATION DATES ARE CLOSED FOR THIS SEMINAR
$895 per person
3 days

  • 21 CPE Credit Hrs.
  • 21.5 CSOP Credit Hrs.
  • 21.5 CCTS Credit Hrs.
  • 2.1 CEU Units

 

Jolly Hotel Madison Towers
Madison Avenue at 38th St
New York, NY 10016
Tel: 212-802-0600
Visit their website

The Introduction To Securities & Markets Seminar is developed to give the attendee an introductory knowledge of the public securities available in today's fast-paced markets, where these securities are traded and some of the trading techniques used in conjunction with these instruments.

During the Introduction To Securities & Markets Seminar, the attendee will focus on gaining a basic understanding of the various financial instruments which are bought and owned by institutional investors. There will be discussion as to what markets these instruments are traded on, who trades them and why investors buy them. Because they make up such a large percentage of institutional holdings, there will be a concentration on debt securities as well as mortgage backed instruments. All of the information management concerns relating to these issues will be discussed in detail as well.

The Introduction To Securities & Markets Seminar is ideal for anyone who needs to gain a comprehensive foundation of knowledge of the types of securities available in today's marketplace and to build an understanding of the terms and jargon used in association with them.

  • Complete Review of all Equity Securities
    • Common Stock
    • Preferred Stock
    • Warrants
    • Rights
  • Equity Exchanges and Markets
    • New York Stock Exchange
    • American Stock Exchange
    • Regional Stock Exchanges
    • NASDAQ Over the Counter Market
    • Foreign Markets
  • Other Equity Topics
    • Financial Statements
    • Valuation Methods
    • Fundamental and Technical Analysis
    • MIS Implications for Equities
    • Dividends
    • Stock Splits/Reverse Splits
    • Corporate Actions
  • Complete Review of all Debt Securities
    • Corporate
    • Government
    • Municipal
  • Issues Relating to Debt Pricing
    • Ratings (S&P, Moodys, NAIC, Internal, etc.)
    • Current Yield
    • Yield to Call/Put
    • Yield to Maturity
  • Other Debt Topics
    • Duration Calculation in Portfolio Management
    • MIS Concerns for Debt Securities
    • Accrued Interest
    • Maturity
    • Yield
    • Amortization
    • Accretion
  • Mortgage & Asset Backed Securities
    • Issuers and Agencies (GNMA, FNMA, FHLMC, SLMA, RTC, Investment Banks)
  • Complete Review of all Short Term Instruments
  • Complete Review of Options and Futures
  • Issues Relating to Automated Trading


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